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The SEC Releases the Department of Examination’s 2022 Compliance Priorities

In the report, the SEC outlines its areas of specific focus, which include private funds, standards of conduct, information security and operational resiliency, emerging technologies and crypto assets, and environmental, social, and governance (ESG) investing, among other areas. One week prior to publishing the report, the SEC named Richard Best as the new Acting Director of the Division… Continue reading The SEC Releases the Department of Examination’s 2022 Compliance Priorities