About Our Team
About Our Team
In 2016, Dochtor D. Kennedy founded AdvisorLaw to help financial advisors and wealth managers defend themselves against erroneous investor claims and unjustified BrokerCheck® disclosures. Today, AdvisorLaw is the leading full-service firm providing industry representation to thousands of financial advisors and wealth managers, nationwide.
We only advocate for the interests of the advisor — never for the investor or broker-dealer. AdvisorLaw can defend your good name, protect your most valuable asset, and help your business grow into its goals.
Our services include:
In 2016, Dochtor D. Kennedy founded AdvisorLaw to help financial advisors and wealth managers defend themselves against erroneous investor claims and unjustified BrokerCheck® disclosures. Today, AdvisorLaw is the leading full-service firm providing industry representation to thousands of financial advisors and wealth managers, nationwide.
We only advocate for the interests of the advisor — never for the investor or broker-dealer. AdvisorLaw can defend your good name, protect your most valuable asset, and help your business grow into its goals.
Our services include:
- FINRA Expungement
- SEC, State, CFP, & FINRA Enforcement Defense
- Industry Disputes & Litigation
- RIA Setup & Registration
- RIA Compliance Consulting Services
- Mergers & Acquisitions
- Lending for Financial Advisors
- Succession Planning
- Buy/Sell Agreements
- Tax Resolution
- Regulatory Violation Expungement
- Criminal Disclosure Expungement
- More…
- FINRA Expungement
- SEC, State, CFP, & FINRA Enforcement Defense
- Industry Disputes & Litigation
- RIA Setup & Registration
- RIA Compliance Consulting Services
- Mergers & Acquisitions
- Succession Planning
- Buy/Sell Agreements
- Tax Resolution
- Regulatory Violation Expungement
- Criminal Disclosure Expungement
- Lending for Financial Advisors
- More…
We can defend your good name, protect your most valuable asset, and help your business grow into its goals. AdvisorLaw has helped over 2,000 advisors the past several years. If you’re interested in constructive consulting or learning more about what AdvisorLaw offers, contact us today.